REVIEW ARTICLEOn the Treadmill to Pearl Harbor
On the Treadmill to Pearl Harbor: The Memoirs of Admiral James O. Richardson (USN Retired), As Told to Vice Admiral George C. Dyer (USN Retired), with an introduction by Vice Admiral Edwin B. Hooper, (USN Retired), Director of Naval History, is a fundamental book for anyone interested in ascertaining the truth concerning the Japanese attack at Pearl Harbor, including the role of Franklin D. Roosevelt (FDR) and the Navy's state of readiness. A review of the Richardson book appeared in Officer Review (The Military Order of the World Wars), Vol. 27, No. 6, January 1988, page 5. [1] Although this book was completed in 1958, the publication date appearing in the book is 1973. To this reviewer's knowledge there is no satisfactory explanation for the fifteen-year delay in making the book available to the public. We have unofficial information that the delay may have been due to the fact that Harold Stark, Chief of Naval operations during the crucial early war years, did not die until 1972; the book is indeed highly critical of Admiral Stark. This writer has also been told that Admiral Arthur Radford, then serving as Chief of Naval Operations, insisted that Chapter XXII, entitled "Retrospect," be included as a condition for publication. The reader must bear in mind that Joe Richardson, to an extent unmatched in this century, had been personally groomed by FDR for the top operating job in the Fleet The salient facts, as developed in the book, are summarized as follows (Admiral Richardson is the narrator): 1. "I held in my hand a piece of paper [just after leaving the White House on 9 March 1939]. It had just been handed to me by President Franklin D. Roosevelt": Office Relief 2. "I knew Rear Admiral Harold R. (Betty) Stark [at that time Commander of Cruisers, Battle Force, U.S. Fleet] very well. He was very capable, hard-working and one of the best-intentioned officers in the navy, as well as one of the most likeable. I believed then, and believe now, that his capacities, although marked, were not equal to those required by the Chief of Naval Operations billet, under conditions then existing. "I believed also that few, if any, other senior officers in the Navy could have served the President so long and so satisfactorily as did Admiral Stark." Two and a half years later, Executive Order 8984, which prescribed the duties of the Commander-in-Chief of the United States Fleet and the Cooperative Duties of the Chief of Naval Operations, made Ernest J. King COMINCH. Stark, although remaining as CNO, had his wings significantly clipped. To all intents and purposes, King became the top uniformed officer of the Navy. King assumed his new post on 30 December 1941. This marked the beginning of the end for Harold Stark. Ultimately, he was "kicked upstairs," to a post in London. Thus Joe Richardson's appraisal of Stark proved prophetic. 3. On page 251, Adm. Richardson begins a discussion of War Plans, expressing this thought " ... It has seemed to me that the very real part of our pre-Pearl Harbor War Plans played in the Pacific War has never been sufficiently pinpointed." Richardson devotes many pages to a discussion of the evolution of War Plans -- a field in which he enjoyed a recognized expertise. On 26 January 1940, within three weeks of taking command of the U.S. Fleet, Richardson wrote to Stark and expressed the view that the Orange War Plans were unrealistic. He pointed out to Stark: " ... You are the principal and only Naval Adviser to the boss and he should know that our Fleet cannot just sail away, lick Orange, and be back at home in a year or so. Also the probable cost (human and physical resources) of any war should be compared [with] the probable value of winning the war." The Orange War Plans had been in effect since 1927 and little had been done to provide the Navy with the special resources needed to project major Fleet Operations any significant distance west of Hawaii. The fact is that FDR and the bureaucrats in Washington were concerned more with events in Europe and the Atlantic Ocean than they were with the Pacific Ocean area. In any event, by July 1941, after strenuous urging by Adm. Richardson, the Orange War Plans were shelved in favor of the Rainbow War Plans. In mid-October 1940 Richardson wrote an official letter to Stark, pointing out that it was Richardson's firm conviction that neither the Navy nor the country was prepared for war with Japan. Two months passed before Stark replied to this letter. Richardson comments:
4. The basing of the Fleet at Pearl Harbor followed Fleet Problem XXI, which began on 2 April 1940, and was to have been completed on 9 May 1940, with the Fleet projected to return to the West Coast about 17 May 1940. In fact these plans were changed in Washington and Richardson was instructed to remain in Hawaiian waters. Richardson concludes Chapter XV with this statement " ... Basing the Fleet at Pearl Harbor in May of 1940 was undertaken under a completly false premise, in my opinion. The false premise was that the Fleet so positioned would exercise a restraining influence on the actions of Japan." The reviewer believes that Richardson -- more than anyone in Washington -- knew the state of readiness of the Fleet, and thus why it was essential that it return to the West Coast. In this regard, please note Richardson's wisdom in pointing out:
It should be noted that Richardson has not in any way suggested that FDR deliberately stationed the Fleet at Pearl in order to"bait" the Japanese to attack Such an implication might be derived from a similar set of facts, but Richardson, to his dying day, remained a dedicated naval officer, not a politician, thereby embodying the highest traditions of the Navy. One might wish that the Washington bureaucracy had among its number more men of the caliber of Joe Richardson. 5. Richardson risked his career by making two trips to Washington in order to confront the President personally on key issues of basing the Fleet at Pearl Harbor. Richardson expressed the danger of keeping a Fleet at Pearl, in view of his serious skepticism concerning its readiness. During his second visit Richardson told Roosevelt:
In view of what took place on 7 December 1941, who will judge whether or not the terrible loss of life and material damage suffered could have been avoided had the President and Stark paid greater heed to Richardson? At least we know that the brave men and women who make up Pearl Harbor Survivors Association have satisfied themselves that Kimmel and Short are not to blame [see p. 250 of this journal -- Ed.]. 6. The CINCUS post had customarily been held by its incumbent for a period of 18-24 months. Richardson was detached after barely 12 months, on 31 January 1941. His relief was Admiral Husband E. Kimmel. 7. One of the alleged failures of Kimmel was in not conducting long-range aerial reconnaissance. Regarding this we are told by Richardson that it was Stark's adverse reaction to Richardson's practice of long-range reconnaissance that prompted calling off this practice. In fact, Richardson received a letter from Stark on 23 December 1940 in which Stark said: " . . . While the extent of security measures required is increasing, it has not yet reached the demand of full wartime security." Under the circumstances, it was logical for Richardson to conclude:
8. One might profitably read, in parallel, Admiral Kimmel's story. [2] This serves to confirm how the defenses of the Pacific Fleet were short-changed significantly in favor of both the Atlantic Fleet and the Philippines, to the detriment of the Pacific Fleet 9. It will be recalled that Admiral Arthur Radford, while serving as CNO, was adamant that the Richardson book include a final chapter (XXII), "Retrospect". Readers of the Richardson book are urged to pay special heed to this final chapter. Among others points made are the following: a. "I consider that, after Pearl Harbor, Admiral Kimmel received the rawest of raw deals from Franklin D. Roosevelt and, insofar as they acquiesced in this treatment, from Frank Knox and 'Betty' Stark." b. "I consider 'Betty' Stark, in failing to ensure that Kimmel was furnished with all the information from the breaking of Japanese dispatches, to have been, to a marked degree, professionally negligent in carrying out his duties as Chief of Naval Operations. This offense was compounded, since in writing he had assured the (commander-in-Chief of the United States Fleet twice (both myself and Kimmel) that the Commander-in-Chief was 'being kept advised on all matters within his own (Stark's) knowledge' and 'You may rest assured that just as soon as I get anything of definite interest, I shall fire it along.'" c. Since the Navy had expected and planned for a Japanese surprise attack for many years, it must be kept in mind that subordinates in a military organization cannot stand with their arms raised in protective alertness forever. It is the superior who must ring the bell to move subordinates into the ring. Kimmel's superiors in Washington never rang that bell. Stark could have picked up the phone and given Kimmel a last minute alert on the morning of 7 December 1941. By failing to do so, Stark committed a major professional lapse. In Richardson's opinion, Stark utterly failed to display loyalty downward. This could only be explained if Stark acted under the mistaken impression he owed no loyalty downward and this may have been due to either to influence or direct orders from above. Richardson concludes this section with an all-important statement:
d. Placing the onus for the catastrophe at Pearl Harbor on Kimmel and Short, in effect, placed it on the Army and the Navy. For this reason it is pertinent to emphasize the extent to which, as Richardson observes: " ... the seasoned officers of the navy over a twenty-year period had correctly diagnosed the aspirations and intentions and war habits of the Japanese." As far back as 1 February 1934, when Richardson was a student at the War College, he submitted a thesis entitled: The Relationship between Japanese Policy and Strategy in the Chinese and Russian Wars, and Its Lessons to Us. In his thesis Richardson pointed out that in these wars the complete harmony and effective strategy of the Japanese are not to be found in the wars themselves, but in the preparations for these wars. It was in Japan's participation in conferences, peace and otherwise, that we find the harmony. Richardson predicted the same would be true with respect to naval conferences which Japan would hold with us. It would be the United States that through concessions would sink her modern fleet and bind herself not to fortify any possessions west of Hawaii. In return the U.S. would get no permanent compensating advantage. This is precisely what happened as a result of naval conferences. To carry out the Orange War Plans, the U.S. would need a strong "train," i.e., the various auxiliaries, including repair ships, ammunition ships, refrigerator ships and above all oilers. Interestingly, during the peacetime years between World War I and World War II, the strong "peace" groups in Congress believed that the best way to keep the U.S. in its own backyard was to prevent the navy from building up an appropriate train. It is for this reason that Richardson, early on in his letters to Stark, pointed out how unrealistic were the Orange War Plans. e. The Roberts Commission. According to Richardson it was Felix Frankfurter, then on the U.S. Supreme Court, who suggested to FDR the creation, under a carefully drawn precept, of a mixed commission composed of officers of the armed forces, with a civilian counsel and headed by a member of the Supreme Court, to investigate the attack on Pearl Harbor. Such a commission would not be led by rules of evidence governing a civilian court or a military court of inquiry. In the opinion of Richardson, the report of the Roberts Commission was: " ... the most unfair, unjust, and deceptively dishonest document ever printed by the Government Printing Office." Richardson finds that the military members of the Roberts Commission were: "... later rewarded for their services by favorable assignment and promotion, for employment after retirement." Richardson tells us that the decision to relieve Kimmel and Short was made prior to the initial meeting of the Roberts Commission. In effect, the Roberts Commission could not have been intended to determine culpability or blamelessness, since that had been decided beforehand. According to Richardson:
When reference is made in books and articles by academic historians - and even by high government officials, including the military, of dereliction of duty by men such as Kimmel and Short -- without their having been given a trial, permitted to introduce evidence or being represented by counsel, we are in effect departing from those rules of jurisprudence which our constitution guarantees even the meanest criminal in our midst. Finally, Richardson points out that he had known Admiral William H. Standely for a long time. He knew Standley as an honest, fair-minded, sincere man and valued his friendship. This is precisely why Standely was chosen to be a member of the Roberts Commission, in order to induce the United States Navy to have confidence in the justness of the Roberts Commission findings. Below we shall discuss the Naval Court of Inquiry on Pearl Harbor and an incident involving Adm. Richardson. f. Richardson observes that while Japan commenced its war with Russia in 1904 after breaking off diplomatic relations, but before a formal declaration of war, at Pearl Harbor, Japan did not bother to break off diplomatic relations beforehand. To Richardson, FDR "... consistently overestimated his ability to control the actions of other nations whose interests opposed our own." Richardson believes the President's responsibility was direct, real and personal insofar as Pearl Harbor is concerned. (When we consider the moral values of Franklin D. Roosevelt, we should not overlook his plan for judicial reorganization presented to the Congress on 5 February 1937. It was no more and no less than a plan to bring the third branch of government under popular control. Regardless of the willfulness of the justices in opposing New Deal legislation, is the step pursued by FDR one of which we can approve? The fact is that FDR was, to say the least, a willful man, who did not readily brook opposition. This quality of Roosevelt may help us understand his behavior in the Pearl Harbor controversy.) g. In his final chapter, Richardson pays a special tribute to Congressman Carl Vinson. Richardson has this to say:
Carl Vinson of Georgia, (1883-1981) served in Congress from 1919 to 1964, a period of 45 years. During this period two very important pieces of legislation are ascribed to Vinson. The first is the Naval Parity Act of 27 March 1934 authorizing the building of a full treaty- strength Navy within the limits set by the Washington Naval Limitations Treaty of 1922 and the London Naval Limitation Treaty of 1930. A hundred warships and more than a thousand planes were provided for. However, Congress did not appropriate adequate funds, and until 1938 construction was carried out only on a replacement basis. On 17 May 1938 the Vinson Naval Expansion Act was passed, authorizing a "two-ocean" Navy to be constructed over the next ten years. Thus, much of what was accomplished in strengthening the Navy can be attributed to the efforts of Carl Vinson, a man known to Naval officials as "Daddy" Vinson -- in many ways the father of the Navy of his day. If Joe Richardson believed that Harold Stark was failing to present to FDR the Naval view of its own readiness for war, there is relevance in the fact that Carl Vinson, in July 1940, expressed to Richardson a grave concern as to whether or not Stark was, in fact, standing up to the president. Revisionist Versus Anti-Revisionist So far as the Pearl Harbor disaster is concerned, the writing in the field, especially by academicians, serves the very useful purpose of accentuating the need for a consideration of truth in history. In Volume Four, Number Four/Winter 198344 issue of The Journal of Historical Review, the Editor's Note entitled: "Pearl Harbor The Latest Wave," is an excellent summation of the writing in the field. There is no need for this writer to duplicate this information in the note. As the note points out, John Toland's Infamy: Pearl Harbor and its Aftermath, [3] is remarkable for the fact that the author: " ... had for many years been recognized as a certifiably Establishment, 'safe' historian not known to hold any brief for the Revisionists in pinning blame on FDR and his Administration." Soon after the appearance of Toland's Infamy, one Roger Pineau was quoted in the Foreign Intelligence Literary Scene [4] in calling Toland's book: " ... a specious representation" of the case against President Roosevelt's handling of events leading to the Japanese attack of December 1941. It so happens that Pineau is a naval historian, a former intelligence officer, a Japanese linguist, and a former aide to Samuel Eliot Morison in the writing of the naval history of World War II. Pineau had met Edwin T. Layton, also a Japanese language officer and the Pacific fleet intelligence officer under a succession of three Pacific Fleet Commanders: Joe Richardson, Husband Kimmel, and Chester Nimitz. Following the end of the war, Edwin Layton began to put his notes in order for a possible memoir. In 1980, it so happened that a massive amount of previously classified naval records, concerning communications intelligence, was made available at the National Archives. Pineau and John Costello, the British author of The Pacific War, [5] began to assist Layton, then in his early 80's. In April 1984, Layton suffered a fatal stroke and his widow turned to Pineau and Costello to complete the task. The book was completed and published posthumously in 1985. [6] What is so very remarkable about this whole episode is the fact that two such arch anti-Revisionists were so readily transformed into champions of one of the most important accounts of Revisionist literature dealing with Pearl Harbor. In fact, it can be said that anyone seeking an understanding of what happened at Pearl Harbor can readily master the subject by reading the four books published by Joe Richardson, Ed Layton, Husband Kimmel, and finally, Kemp Tolley's Cruise of the Lanikai. [7] It should be noted as well that the Layton memoirs also make mention of how the significant victory at Midway was achieved, owing to the cooperation between the brilliant Joseph Rochefort, the radio intelligence officer at Pearl and his counterpart, Ed Layton, the fleet intelligence officer. Ironically, it is the former anti-Revisionists, Pineau and Costello, who disclose in their authors' notes just how flimsy is the foundation of Gordon W. Prange's book, At Dawn We Slept. [8] The publication of the Layton memoirs has furthermore the very definite tendency to undermine the importance of Roberta Wohlstetter's Pearl Harbor: Warning and Decision, [9] which had, since its publication, been hailed as "the definitive book" on Pearl Harbor. In reality, not much remains of the anti-Revisionist attempt to enshrine Franklin D. Roosevelt in Valhalla. But the task ahead is to clear the names of Husband E. Kimmel and Walter C. Short, the Pearl Harbor commanders scapegoated to deflect criticism from FDR and his lieutenants. Unfinished Business The Navy Court of Inquiry, consisting of Orin G. Murfin, Admiral, U.S. Navy (Ret.), President; Edward C. Kalbfus, Admiral, U.S. Navy (Ret), Member; Adolphus Andrews, Vice Admiral, U.S. Navy (Ret.), Member; Harold Biesemeier, Captain, U.S. Navy, Judge Advocate, met between 20 July 1944 and 20 October 1944. The net result of the Courts inquiry is the complete exoneration of Admiral Husband E. Kimmel while serving as Commander in Chief, U.S. Fleet on 7 December 1941. We single out for special mention this portion of the Opinion.
Appended to the Navy Court of Inquiry's Opinion and Recommendation were various endorsements, including one from Secretary of the Navy Forrestal. With specific respect to Forrestal's endorsement, we turn once again to Adm. Richardson's chapter, entitled "Retrospect," in which he states:
In Richardson's remarks which followed his colloquy with Forrestal, what, in effect, he is suggesting is that a less devious President would have faced up to a disaster which his own bull-headedness had caused by overruling Richardson, a man he had personally groomed to be Pacific Fleet Commander. Well-informed persons, including many uniformed men, knew that the Roberts Commission was a perfidious piece of chicanery, designed to put the onus for Pearl Harbor on those in command at Pearl. It is to FDR's everlasting shame that he behaved in such a dishonorable fashion. It is this deviousness which has brought on nearly a half-century of dedicated effort to bring before the American people the real truth concerning Pearl Harbor. Moreover, a careful reading of biographical material on FDR reveals that his deviousness goes back to earliest childhood, when he resorted to such behavior to wheedle things he sought from a doting mother. It is both troublesome and inexplicable that Joe Richardson's book was withheld from public view for fifteen years, during which time the academic historians rushed to judgment with a great deal of material, obscuring the truth concerning Pearl Harbor. Moreover, even in more recent years, a book such as Admiral Layton's And I Was There was unmercifully criticized. This notwithstanding the fact that Layton occupied one of the most critical posts in the Pacific Fleet throughout the successful prosecution of the war under both Kimmel and Nimitz. Bear in mind that it was with the help of Layton that the communications intelligence information derived by Joe Rochefort was put to use in time to set an ambush for the attacking Japanese, which made possible the brilliant victory at Midway. Nevertheless, those who wish to discredit any writer who has a good word to say about Kimmel will permit no obstacle to hinder their undeviating point of view. For example, one Ronald Spector was appointed Director of Naval History on 20 July 1986, placing him in a position where his views on all matters affecting naval history must be as devoid of subjectivity as is humanly possible. In a New York Times book review, Spector joins in the usual anti- Revisionist criticism.[11] It is most unfortunate that a man in the official position of Naval Historian should indulge in such groundless criticism. This brings us to a final and most important point to be discussed in this article. Reference is made to the circumstances under which the Richardson book was published by the Naval History division, the director of which was Vice Admiral Edwin B. Hooper, U.S.N. (Ret.). Admiral Hooper wrote the introduction. In the course of his introduction, Admiral Hooper has this to say:
Every reader of this paper will be asked to search his mind and conscience and respond to this question: Would it be ethical for the Naval History Division which accepted a manuscript from an outstanding Pacific Fleet commander in 1958 -- thirty years in the past -- to disavow in 1988 its imprimatur on the fundamental thesis of the work? Notes
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